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Compliance Resources

Compliance Guidance

• Dartmouth College Compliance Matrix (rev. 7/19/2022)
• Higher Education Compliance Alliance - Compliance Matrix

Reporting

• Report a COVID-19 Safety Concern
• Compliance and Ethics Hotline
• Whistleblower Policy

Compliance Programs

STUDENTS

• Athletics
• Dartmouth College Student Handbook
• Organization, Regulations, and Courses
• Sexual Respect/Title IX

FACULTY

• Handbooks
  • Handbook of the Faculty of Arts & Sciences
  • Tuck Faculty Handbook
  • Geisel Faculty Resources
• Research
  • Research Compliance
  • Research Conflict of Interest
  • Sponsored Research Roles and Responsibilities
  • Environmental Health & Safety Required Training

EMPLOYEES (faculty and staff)

• Code of Conduct for Interaction with Minors
• Code of Ethical Business Conduct
• Conflict of Interest
• Dartmouth Information Security Controls (DISC)
• Employment Policies and Procedures Manual
• Gift Policy
• Nondiscrimination Policy and Guidelines
• Signature Authority Policy

CONFLICT OF INTEREST

• Dartmouth College Conflict of Interest
• Research Conflict of Interest

INFORMATION TECHNOLOGY/SECURITY

• Dartmouth Information Security Controls (DISC)

ATHLETICS

• Athletics Compliance
• Student-Athlete Handbook

BOARD OF TRUSTEES

• Statement of Governance and Trustee Responsibilities

Other Resources

• Ethics Institute
• Annual Security and Fire Safety Report

Dartmouth College is committed to advancing the frontiers of knowledge through research and education, while maintaining the highest standards of ethics and integrity. We reaffirm our commitment to operating in full compliance with all laws, regulations, and policies.
--Richard Mills and David Kotz are
Dartmouth’s co-compliance officers

It is the goal of Dartmouth College to adhere to the highest ethical standards in all that it does.  Dartmouth expects that those who are part of the Dartmouth community, including trustees, faculty, staff, and student employees will adhere to such standards in their dealings with each other and with those beyond the Dartmouth Community.

Dartmouth will comply fully with all relevant laws and all contract and grant requirements, as well as with its own high standards of integrity and quality.  Dartmouth personnel are expected to assume personal responsibility and accountability for understanding relevant laws, regulations, and contract and grant requirements.   In addition to complying with specific laws or regulations that govern business activities, standards of fairness, honesty, and respect for the rights of others will govern Dartmouth’s conduct at all times.

--Excerpts from Dartmouth’s Code of Ethical Business Conduct

Operating at the highest ethical standards possible requires commitment and broad-based knowledge of many policies. To the right you will find compliance guidance links to assist the Dartmouth community in meeting our ethical commitments. The list is not exhaustive. If you need additional information or guidance, contact information is below. If we are unable to answer your questions, we will direct you to others who may be better able to respond to your specific needs.

Hector Rivera
Hector.L.Rivera@dartmouth.edu